Institutional Compliance Coordinating Committee
Summary of Main Topics at ICCC Meetings from FY05 To Date
| Date | Topics |
|---|---|
| FY2011 | |
| 02/15/11 | Enterprise Risk
Management Update - Cabinet ERM Exercise Risk Mitigation |
| FY2010 | |
| 05/18/10 | Enterprise Risk Management - (Facillitated Session) |
| 03/29/10 | Enterprise Risk
Management Update - (ppt) Funding for Need-Based Scholarships - (pptx) Roles and Responsibilities for Financial Transactions - (pdf) |
| 01/25/10 | Enterprise Risk
Management Update - (ppt) Entitlements for the Medical Center - (pptx) Fraud Prevention, Detection and Awareness - (ppt) |
| 11/17/09 | Enterprise Risk
Management Update - (ppt) Globalization of Stanford Activities - (pptx) Reporting Requirements for Government-Sponsored Research (pptx) Faculty Conflict of Interest - (pptx) Private Use Rules & Tax-Exempt Debt - (pdf) |
| 09/22/09 | Enterprise Risk
Management Update - (ppt) Emergency Preparedness - (pptx) Information Security - (ppt) Performance of Endowment Assets & Liquidity (ppt) |
| FY2009 | |
| 05/19/09 | Enterprise Risk Management - (Facillitated Session) - (ppt) |
| 02/10/09 | Family Medical Leave Act
(FMLA) - Revisions effective January 16, 2009 - (ppt) Americans with Disabilities Amendments Act (ADAA) of 2008 - (ppt) Animal Research: Laws, Regulations and Policies - (ppt) |
| 11/11/08 |
Redesigned
Internal Revenue
Service Form 990, Return of Organization Exempt from Income Tax - (ppt) Federal Trade Commission (FTC) - "Red Flag Rules" - (ppt) Association for the Accreditation of Human Research Protection Programs (AAHRP) - (ppt) |
| 09/09/08 |
No
Meeting |
| FY2008 |
|
| 07/29/08 | Payment
Card Industry, Data
Security Standards (PCI-DSS) - (ppt) Stanford Training and Registration System (STARS) Update - University's Enterprise Learning Management System - (ppt) Enterprise Risk Management |
| 05/21/08 | Introduction
of Peggy Wiley, new
Sr. Associate Director of Audit and Institutional
Compliance Annual Reporting of Compliance Activities Emergency Management at Stanford - (ppt) Outside Professional Activities Certification System (OPACS) - (ppt) |
| 01/08/08 | No Meeting |
| 11/13/07 | Search
for new University
Compliance Officer Council on Government Relations (COGR) Summary of Annual Risk Assessment Surveys University Compliance Program - FY2008 Goals |
| 09/10/07 | Expense
Guidance for Business
Meals Association for the Accreditation of Human Research Protection Programs (AAHRP) National Collegiate Athletic Association (NCAA) Certification |
| FY2007 | |
| 07/10/07 | Hazardous
Materials - Increasing
Security Issues and Concerns Annual Enterprise Risk Assessment |
| 05/16/07 | Compliance
Issues in Cellular
Research SEVIS (Student and Exchange Visitor Information System) Update |
| 03/13/07 | Stanford/Packard
Center for
Translational Medicine (SPCTRM)
Overview Gift-Grant Policy Task Force Update on EH&S Occupational Health Center |
| 01/09/07 | No
Meeting |
| 11/14/06 | Emerging Compliance
Issues in Research Administration Compliance Updates |
| 09/19/06 | Update on Stanford's
Compliance Risk Mitigation Efforts Office of Foreign Assets Control (OFAC) Regulations Sanctions |
| FY2006 |
|
| 07/11/06 | Updated
Procedures for Dealing
with External Audits (Incl. Surprise Inspections) New California Law on Data-Security Requirements for Researchers Annual Risk Assessment |
| 05/09/06 | No
Meeting |
| 03/14/06 | Time Accounting and
Reporting for Non-Exempt Employees Export Controls Tax Exempt Organizations and Political Activity |
| 01/10/06 | Department
of Health and Human
Services OIG Draft Audit Plan FY2006 Self-Assessment of Stanford's Institutional Compliance Program Performance |
| 11/08/05 | Recent Compliance
Developments - (Improper Use of Funds at a
Peer Institution) Responsible Use of University Funds Receipt and Solicitation of Gifts from University Vendors Revised Internal Audit Departmental Compliance Program Basics of Communicating with the Media |
| 09/13/05 | Sexual Harassment Update
and Training Requirements HIPAA Security New Policy Updates Human Research Protection Program Institutional Conflict of Interest |
| FY2005 |
|
| 07/12/05 |
Information
Security Association for the Accreditation of Human Research Protection Programs (AAHRPP) Enterprise Risk Assessment - An Introduction Risk Assessment / ERA Facilitated Session |
| 05/10/05 |
Update
on Developments in Human
Embryonic Stem Cell (hESC) Policies and Politics Stanford's Policies and Procedures for hESC Research Training Requirements Assessment Questionnaire |
| 03/08/05 | HIPAA
Security Rule Update Procedures for Dealing with External Audits Office of Foreign Assets Control (OFAC) Compliance Regulations |
| 01/11/05 | New
On-Line Faculty Conflict of
Interest Application Reminder on Appropriate Use of University Funds Protecting the Confidentiality of Social Security Numbers Stem Cell Research Policy and Procedure Development |
| 11/09/04 | Employee
Eligibility
Verification Procedures Export Controls Select Agent Regulations and Other Safety Updates Web Accessibility Subcommittee |
| 09/14/04 | Report
on Mandated Disclosure of
Campus Security Policy and Campus Crime Statistics (Clery Act) Update on New Department of Labor Overtime Rules Report on Revisions to Federal Sentencing Guidelines Revised Code of Conduct Policy SEVIS (Student and Exchange Visitor Information System) Update Learning Management System (eLMS) Project |
Last modifiedSunday, 20-Mar-2011 11:15:00 PM